• Attention! Changes from 13.10.2017 in the Sections 1 of the List of Organizations and Individuals associated with the Financing of Terrorism and Extremism.
  • Dear subjects of financial monitoring! The error in the subsystems AWS-SFM, WEB-SFM has been eliminated, the subsystems function in the regular mode.
  • Attention! Changes from March 27, 2017 in the Section "Consolidated sanctions list of the UN Security Council" of the List of Organizations and Individuals associated with the Financing of Terrorism and Extremism.

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Anti-corruption standard of the Financial Monitoring Committee of the Ministry of Finance of the Republic of Kazakhstan

The anti-corruption standard has been developed by the Financial Monitoring Committee of the Ministry of Finance of the Republic of Kazakhstan in order to establish a system of recommendations, aimed at prevention of corruption in the sphere of financial monitoring.

The anti-corruption standard is activities and decisions of people, working in the field of financial monitoring, designed to strict compliance with the established rules and corruption prevention.

 

The rules of conduct of people, working in the sphere of financial monitoring

1. In realization of the rights and lawful interests of individuals and legal entities in the field of financial monitoring:

- considering appeals of individuals and legal entities;

- receiving notification from the subjects of financial monitoring in accordance with the Law of the Republic of Kazakhstan "On permissions and notifications";

- telephone consulting the subjects of financial monitoring ("hot line") on the issues of counteraction to money laundering and financing of terrorism and etc.:

1) follow the principle of the priority of protecting the rights, freedoms and legitimate interests of a man and citizen, prevent manifestations of bureaucracy and red tape;

2) avoid to receive illegal material remuneration, gifts, benefits or services personally or through an intermediary for activities (inactivity) in favor of people, if such activities (inactivity) are a part of the official powers of people, working in the sphere of ​​financial monitoring;

3) follow the Law of the Republic of Kazakhstan "On the order of consideration of physical and legal entities."

2. In preparing and taking administrative and other decisions within its competence:

- stopping money transactions and (or) other property;

- transferring data and information to the General Prosecutor Office of the Republic of Kazakhstan;

- entering organizations and individuals, associated with financing of terrorism and extremism in the list and exclusion from it;

- payment or refusal to pay money to a person entered in the list of organizations and individuals associated with financing of terrorism and extremism, for the livelihoods;

- taking decisions related to budget formation and execution, public procurement, selection of personnel and others:

1) accept decisions in strict accordance with the legislation of the Republic of Kazakhstan;

2) not use the official powers contrary to the interests of the service in order to take advantage for yourself, other people and organizations or do damage to other people or organizations;

3) not to allow the abuse of official powers;

4) observe the principles of meritocracy, in solution of personnel issues do not give preference to relatives or countrymen;

5) not to hire people, who earlier have committed a corruption offense;

6) follow the principles of system and integrated use of anti-corruption measures; priority use of measures for corruption prevention; reward of people, assisting in counteraction to corruption; inevitability of punishment for corruption offenses.

3. In preparing of the projects of regulatory legal acts:

1) finding corruptogenic standards in production of legal expertise in accordance with the legislation of the Republic of Kazakhstan;

2) obligatory participation of the public, media in preparation and discussion of the projects of regulatory legal acts;

3) obligatory participation of representatives of the National Chamber of Entrepreneurs of Kazakhstan and accredited associations of private entrepreneurs in the development of normative legal acts, affecting the interests of private entrepreneurs.

4. In other relations in the sphere of financial monitoring:

- in collection and processing of information about money transactions and (or) other property, subject to financial monitoring;

- in data analysis;

- in cooperation and information exchange with the competent authorities of foreign states in the sphere of counteraction to money laundering and financing of terrorism;

- in organization and control over implementation of the activities, aimed at ensuring safety and protection of the information, received during the financial monitoring and which is a official, commercial, bank secret or other secret protected by the law;

- in the development and implementation of the Unified information analytical system;

- in compatibility of the national system of counteraction to money laundering and financing of terrorism with the international standards of the Financial Action Task Force on Money Laundering (FATF) and other:

1) avoid to get a bribe personally or through an intermediary (money, securities, other property, right for the property or benefit) for yourself or other people for activities (inactivity) in favor of the briber or other people, if such activities (inactivity) are a part of official powers of a person, working in the field of ​​financial monitoring;

2) not allow the restriction of the rights and legitimate interests of an individual entrepreneur or a commercial organization, regardless of organizational and legal form or form of ownership as well as limitation of self-sufficiency or other illegal intervention in the activity of the individual entrepreneur or commercial organization with use of the official powers contrary to the interests of the service in order to take advantage for yourself, other people and organizations or do damage to other people or organizations;

3) to prevent forgery, that is writing misleading information in the official documents or making corrections in the documents or issuance of false documents, if these activities were committed with a view to take advantage for yourself, other people and organizations or do damage to other people or organizations;

4) avoid inactivity at work, that is breach of the official duties in order to take advantage for yourself, other people and organizations or do damage to other people or organizations;

5) comply with the anti-corruption restriction of use of confidential or other information, which is not subject to official distribution in order to take property and non-property advantage.

5. Other prohibitions and restrictions:

- people working in the sphere of ​​financial monitoring:

1) necessary to be intolerant to corruption;

2) necessary to comply with anti-corruption restrictions in:

- carrying out activities, which are incompatible with performing public functions;

- inadmissibility to work together (close relatives, spouses);

- accepting presents for performance of official duties in accordance with the legislation of the Republic of Kazakhstan;

3) prohibit to carry out official duties, if there is a conflict of interest. People, working in the field of financial monitoring, are obliged to inform the head of the organization, where they work, about the conflict of interest in written form;

4) necessary to comply with the Code of Ethics for civil servants of the Republic of Kazakhstan.

Comments (3)

  1. 921007450650:
    Dec 26, 2016 at 11:48 PM

    тестовая

  2. 911120451195:
    Dec 27, 2016 at 11:14 AM

    Антикоррупционный стандарт


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October, 2017

 
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